Sanctions Exposure Screening.
Sanctions Monitoring, restricted entity screening and structured compliance reviews under one sanctions exposure screening engagement.
About this service.
A structured documentation engagement producing screening records against declared sanctions and restricted-entity reference sets.
Delivered by Digital Claims Services Limited (DC-Service), this service is independent, non-transactional and documentation-led. Every deliverable is bounded by a defined scope and produced under a transparent methodology.
- Monitors declared reference sets across documented client and counterparty data.
- Screens restricted-entity references against the engagement reference set.
- Documents compliance review outcomes in a structured administrative format.
- Reports documented exposure findings into a structured screening pack.
- Does not act as a sanctioning authority or designate any entity.
- Does not provide legal opinions on sanctions exposure or licensing.
- Does not replace sanctions obligations of regulated firms.
- Does not represent clients before OFSI, OFAC or other authorities.
Four capabilities under this service.
Sanctions Monitoring
Structured monitoring of declared reference sets across documented client and counterparty data.
- ›Monitoring register
- ›Reference index
- ›Monitoring summary
Restricted Entity Screening
Documented screening of restricted-entity references against the engagement reference set.
- ›Screening register
- ›Hit-handling notes
- ›Screening summary
Compliance Reviews
Composition of structured compliance-review records in a consistent administrative format.
- ›Review register
- ›Exception notes
- ›Review summary
Exposure Reporting
Production of structured exposure-reporting artefacts within the documentation pack.
- ›Exposure report
- ›Findings register
- ›Reporting annex
How DC-Service delivers this service.
Scope & References
Define screening scope and declared sanctions reference sets for the engagement.
Sanctions Monitoring
Monitor declared reference sets across documented client and counterparty data.
Restricted-Entity Screening
Screen restricted-entity references against the engagement reference set.
Compliance Review
Document review outcomes against criteria with structured exception handling.
Exposure Report
Compile the structured screening and exposure-reporting documentation pack.
Designed for these profiles.
- ›Holders requesting documented sanctions-exposure records for their files.
- ›Family offices coordinating screening documentation across relationships.
- ›Institutions strengthening internal sanctions-screening documentation frameworks.
- ›Advisors requesting structured exposure-reporting files for their records.
What you receive.
- Sanctions Screening Documentation Pack
- Monitoring & Screening Registers
- Compliance Review Records
- Exposure Report with annexes
Questions about this service.
Do you decide who is sanctioned?
No. Designations are made by competent authorities. We document screening outcomes against declared reference sets.
Do you replace a firm's sanctions programme?
No. Regulated firms remain responsible for their own sanctions obligations.
Do you apply for licences?
No. Licensing applications are handled by the client and their qualified legal advisors.
Questions on each sanctions exposure screening workstream.
Four workstreams sit under this service. Each is bounded, documentation-led and delivered independently by DC-Service.
What does the Sanctions Monitoring workstream include?
Structured monitoring of declared reference sets across documented client and counterparty data. Deliverables include monitoring register, reference index, monitoring summary — all produced as administrative documentation, independent of any transactional activity.
What does the Restricted Entity Screening workstream include?
Documented screening of restricted-entity references against the engagement reference set. Deliverables include screening register, hit-handling notes, screening summary — all produced as administrative documentation, independent of any transactional activity.
What does the Compliance Reviews workstream include?
Composition of structured compliance-review records in a consistent administrative format. Deliverables include review register, exception notes, review summary — all produced as administrative documentation, independent of any transactional activity.
What does the Exposure Reporting workstream include?
Production of structured exposure-reporting artefacts within the documentation pack. Deliverables include exposure report, findings register, reporting annex — all produced as administrative documentation, independent of any transactional activity.
Begin a sanctions exposure screening engagement with DC-Service.
Send a brief description of your situation and we will reply with a scoping note. Engagements are independent, documentation-led and entirely non-transactional.
- info@dc-service.uk · support@DC-Service.uk
- Replies typically within two working days
- Nightingale House, East Reach, Taunton, Somerset, TA1 3EN, United Kingdom
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